Portfolio

Audax Mezzanine partners with leading private equity firms to make investments in a broad range of private middle market companies.

  • Business Services

    Alarm Funding AssociatesCurrent

    Alarm Funding Associates

    West Chester, PA
    www.alarmfundingassociates.com

    Alarm Funding Associates (“AFA”) is a leading advisory and financial support platform dedicated to helping full service residential and commercial alarm operating companies continue to grow. Through its broad network of local and regional alarm company partners, Alarm Funding is the 20th largest alarm monitoring provider in the US.

    Equity Sponsor-Led Buyout: Sole investor in Senior Subordinated Notes and Co-Investor in Common Stock

  • Business Services | Healthcare | Software Services

    Alegeus TechnologiesRealized

    Alegeus Technologies

    Waltham, MA
    www.alegeustechnologies.com

    Alegeus Technologies provides benefits administration software, debit cards, and transaction processing solutions for consumer directed healthcare accounts, including flexible spending accounts, health reimbursement arrangements, and health savings accounts.  The company was formerly known as FIS Benefit Solutions, which was a division of Fidelity National Information Services.

    Equity Sponsor-Led Buyout:  Co-Investor in Senior Subordinated Notes and Preferred and Common Stock

  • Business Services | Consumer

    American Coin MerchandisingRealized

    American Coin Merchandising

    Boulder, CO

    American Coin Merchandising is a leading owner, operator, and franchiser of coin-operated amusement and bulk vending equipment in the United States.

    Equity Sponsor-Led Buyout:  Lead Investor in Senior Subordinated Notes with Warrants and Co-Investor in Common Stock

  • Business Services | Logistics

    Archway Marketing ServicesCurrent

    Archway Marketing Services

    Rogers, MN
    www.archway.com

    Archway Marketing Services is a provider of end-to-end marketing logistics and fulfillment services, specifically focusing on point-of-sale and point-of-purchase materials, sales literature, product samples, gift cards, and consumer promotions.

    Equity Sponsor-Led Buyout:  Lead Investor in Senior Subordinated Notes and Co-Investor in Common Stock

  • Business Services | Infrastructure

    Area Wide ProtectiveCurrent

    Area Wide Protective

    Kent, OH
    www.awptrafficsafety.com

    Area Wide Protective is a provider of outsourced temporary traffic management services for utilities, utility contractors, telecommunications companies, and local departments of transportation.

    Equity Sponsor-Led Buyout: Lead-Investor in Senior Subordinated Notes and Co-Investor in Common Stock

     

  • Business Services | Software Services

    Augeo FICurrent

    Augeo FI

    Naperville, IL
    www.augeofi.com

    Augeo FI provides outsourced loyalty program solutions for middle-market banks and credit unions. The Company’s point rewards technology and programs facilitate and administer cardholder redemption of points for travel, gift cards, cash back, and other rewards.

    Equity Sponsor-Led Buyout: Co-lead Arranger and Bookrunner for a Senior Secured Credit facility

  • Business Services | Energy | Logistics

    Charter BrokerageRealized

    Charter Brokerage

    Norwalk, CT
    www.charterbrokerage.net

    Charter Brokerage is a non-asset based third-party logistics provider to the petroleum and petrochemical industries.  Charter’s services include customs and export brokerage and compliance services, duty drawback consulting and processing, and administration of foreign-trade zone status jet fuel.

    Equity Sponsor-Led Buyout:  Lead Investor in Senior Subordinated Notes and Co-Investor in Preferred and Common Stock

  • Business Services | Healthcare

    Chesapeake IRBCurrent

    Chesapeake IRB

    Columbia, MD
    www.chesapeakeirb.com

    Chesapeake IRB is a provider of independent institutional review board services to pharmaceutical, biotech and medical device companies, universities, academic medical centers, and hospital systems.

    Equity Sponsor-Led Buyout: Sole investor in Senior Subordinated Notes and Equity Co-Investor

  • Business Services | Healthcare

    Comprehensive Pharmacy ServicesCurrent

    Comprehensive Pharmacy Services

    Memphis, TN
    www.cpspharm.com

    Comprehensive Pharmacy Services is an outsourced provider of pharmacy management services within hospitals and healthcare facilities.

    Equity Sponsor-Led Buyout:  Co-Investor in Senior Subordinated Notes and Common Stock

  • Business Services

    Cross MediaWorksCurrent

    Cross MediaWorks

    Philadelphia, PA and New York, NY
    www.cross-mediaworks.com

    Cross MediaWorks is a media services company that aggregates local cable television advertising inventory for resale to national advertisers. The company’s technology-enabled platform offers media buyers and advertisers a cost-effective alternative to traditional national cable network buys.

    Equity Sponsor-Led Recapitalization: Lead Investor in Senior Subordinated Notes and Co-Investor in Common Stock

  • Business Services

    Cumming GroupCurrent

    Cumming Group

    Los Angeles, CA
    www.ccorpusa.com

    Cumming Group is a global project and cost management consulting firm with offices in the United States, Middle East and Europe. Cumming adds value and minimizes risk for owners during each stage of an existing or new building’s maintenance, renovation, construction, and/or development cycle. The Company delivers customized solutions to a diverse set of customers across the education, healthcare, corporate, themed entertainment, public and retail sectors worldwide.

    Equity Sponsor-Led Buyout: Lead investor in Senior Subordinated Notes and Co-Investor in Class A Preferred Stock

  • Business Services

    DwellworksCurrent

    Dwellworks

    Cleveland, OH
    www.dwellworks.com

    Dwellworks provides outsourced relocation management and destination services to corporate employees. Through its partnerships with global relocation management companies, Dwellworks assists relocating employees with destination services including: area orientation, home finding, government registration, school finding, and other settling-in services. Dwellworks also provides corporate housing support, property management, and valuation services.

    Equity Sponsor-Led Buyout: Admin Agent and Lead Arranger for a Senior Secured Credit facility

  • Business Services

    Dwyer GroupCurrent

    Dwyer Group

    Waco, TX
    www.dwyergroup.com

    Dwyer Group is a franchisor of repair, maintenance and other services for customers in the residential and commercial markets. Dwyer Group operates across 13 service verticals through its diversified portfolio of 20 service brands and 3,200 total franchisees.

    Equity Sponsor-Led Buyout: Participant in a Senior Secured Credit facility

  • Business Services | Healthcare | Software Services

    FairPay SolutionsRealized

    FairPay Solutions

    Dallas, TX
    www.fairpaysolutions.com

    FairPay Solutions is a provider of medical cost containment services through specialty bill review in the workers’ compensation market.  The company’s customers are insurers, managed care organizations, and third-party administrators that receive bills from medical providers.

    Equity Sponsor-Led Buyout:  Sole Investor in Senior Subordinated Notes and Co-Investor in Common Stock

  • Business Services | Software Services

    Global SoftwareRealized

    Global Software

    Raleigh, NC
    www.globalsoftwareinc.com

    Global Software provides Microsoft Excel-based automation and reporting software solutions to enhance enterprise resource planning (ERP) and business intelligence (BI) platforms. The Company’s software solutions integrate with more than 60 leading ERP platforms and automate data analytic processes for business and financial professionals.

    Equity Sponsor-Led Recapitalization: Sole investor in Senior Subordinated Notes and Co-Investor in Common Stock

  • Business Services | Healthcare

    Healthcare SolutionsRealized

    Healthcare Solutions

    Duluth, GA
    www.healthcaresolutions.com

    Healthcare Solutions provides ancillary healthcare and cost containment services to the workers’ compensation and auto medical claims markets. The company provides pharmacy benefit management, injury case management, preferred provider organization networks, and bill review services.

    Equity Sponsor-Led Acquisition and Recapitalization:  Co-Lead Investor in Senior Subordinated Notes and Preferred Stock

  • Business Services | Manufacturing

    Hess Print SolutionsRealized

    Hess Print Solutions

    Brimfield, OH
    www.hessprintsolutions.com

    Hess Print Solutions is a niche, short run printer focused on the commercial and education end-markets.  The company primarily produces business-to-business catalogs and soft cover workbooks that are consumed annually by K-12 students.

    Equity Sponsor-Led Buyout:  Co-Investor in Senior Secured Notes and Common Stock

  • Business Services | Energy | Infrastructure

    HMTCurrent

    HMT

    The Woodlands, TX
    www.hmttank.com

    HMT provides services to and sells products for aboveground storage tanks primarily within midstream and downstream energy markets.

    Equity Sponsor-Led Recapitalization: Sole investor in Senior Subordinated Notes and Equity Co-Investor

  • Business Services | Industrial | Manufacturing

    IEP TechnologiesRealized

    IEP Technologies

    Ashland, MA
    www.ieptechnologies.com

    IEP Technologies provides systems and services that detect, suppress, isolate and/or vent potential combustible dust or vapor explosions in process industries.

    Equity Sponsor-Led Buyout: Sole Investor in Senior Subordinated Notes and Co-Investor in Common Stock

  • Business Services | Industrial

    Integrated Power ServicesCurrent

    Integrated Power Services

    Greenville, SC
    www.ips.us

    Integrated Power Services is a provider of maintenance and repair services for electric motors and generators.

    Equity Sponsor-Led Buyout:  Lead Investor in Senior Subordinated Notes and Co-Investor in Common Stock

  • Business Services | Healthcare | Software Services

    IntermedixRealized

    Intermedix

    Fort Lauderdale, FL
    www.intermedix.com

    Intermedix is a leading provider of healthcare information technology and business solutions including revenue cycle management to the emergency healthcare industry.

    Equity Sponsor-Led Buyout:  Co-Investor in Senior Subordinated Notes and Common Stock

  • Business Services | Healthcare | Software Services

    ISG HoldingsRealized

    ISG Holdings

    Farmington, CT
    www.conduent.com

    ISG Holdings provides bill review and managed care programs for the workers’ compensation industry through three primary business units – StrataCare, MedBill, and Bunch & Associates.  The company’s customers include self-insured employers, insurance carriers, third-party administrators, and other managed care service providers.

    Equity Sponsor-Led Add-On Acquisition:  Lead Investor in Senior Subordinated Notes and Co-Investor in Preferred and Common Stock

  • Business Services | Consumer

    Ned StevensCurrent

    Ned Stevens

    Fairfield, NJ
    www.nedstevens.com

    Provider of gutter cleaning, maintenance, repair and other exterior services to residential customers.

    Equity Sponsor-Led Buyout: Sole Investor in Senior Subordinated Notes and Co-Investor in Preferred and Common Stock

  • Business Services | Logistics

    Network Global LogisticsCurrent

    Network Global Logistics

    Broomfield, CO
    www.nglog.com

    Network Global Logistics is a non-asset-based third-party logistics company providing mission-critical expedited transportation and specialty warehouse and distribution services to customers across a wide range of end-markets.

    Equity Sponsor-Led Buyout:  Sole Investor in Senior Subordinated Notes and Co-Investor in Common Stock

  • Business Services | Logistics

    Pilot Freight ServicesRealized

    Pilot Freight Services

    Lima, PA
    www.pilotdelivers.com

    Pilot Freight Services provides non-asset based freight transportation and third-party logistics globally. Primary services include domestic and international expedited ground and air freight forwarding, e-commerce home delivery and other value-added logistics services.

    Equity Sponsor-Led Buyout: Sole Investor in Senior Subordinated Notes and Co-Investor in Common Stock

  • Business Services | Logistics

    Priority Solutions InternationalRealized

    Priority Solutions International

    Swedesboro, NJ

    Priority Solutions International is a leading North American non-asset based logistics provider serving the pharmaceutical and healthcare industries.

    Equity Sponsor-Led Buyout:  Lead Investor in Senior Subordinated Notes and Co-Investor in Preferred and Common Stock

  • Business Services | Specialty Chemicals

    QualaWash HoldingsCurrent

    QualaWash Holdings

    Tampa, FL
    www.qualawash.com

    QualaWash Holdings is an outsourced provider of industrial cleaning, maintenance, and repair services to the tank trailer and container industry.

    Equity Sponsor-Led Buyout:  Sole Investor in Senior Subordinated Notes and Co-Investor in Common Stock

  • Business Services | Infrastructure

    RailWorksRealized

    RailWorks

    New York, NY
    www.railworks.com

    RailWorks is a leading provider of construction services for track and transit systems throughout North America.  The company provides services for municipal heavy rail, light rail, automated people movers, Class I and short line railroads, industrial facilities, ports and terminals, and all other users of track systems.

    Equity Sponsor-Led Buyout:  Sole Investor in Senior and Junior Subordinated Notes and Co-Investor in Common Stock

  • Business Services | Energy

    Revenew InternationalCurrent

    Revenew International

    Houston, TX
    www.revenew.net

    Revenew International provides cost recovery and cost containment services primarily for the energy, utilities, and manufacturing end markets.

    Equity Sponsor-Led Buyout: Sole investor in Senior Subordinated Notes and Co-Investor in Common Stock

  • Business Services

    Royall & CompanyRealized

    Royall & Company

    Richmond, VA
    www.royall.com

    Royall & Company provides direct marketing and advisory services to traditional, non-profit colleges and universities for undergraduate and graduate student recruitment, as well as alumni giving.

    Equity Sponsor-Led Buyout:  Lead Investor in Senior Subordinated Notes and Co-Investor in Common Stock

  • Business Services | Manufacturing

    SafeWorksRealized

    SafeWorks

    Tukwila, WA
    www.safeworks.com

    SafeWorks is a leading manufacturer of branded suspended powered access and safety solutions for new commercial construction, restoration, and maintenance projects, primarily for high rise buildings, wind power, and industrial applications.  The company’s product line includes traction hoists, drum hoists, work cages, modular platforms, and rigging systems.

    Equity Sponsor-Led Buyout:  Sole Investor in Senior Subordinated Notes and  Co-Investor in Preferred and Common Stock

  • Business Services

    Sanitors ServicesRealized

    Sanitors Services

    San Antonio, TX

    Sanitors Services is a provider of janitorial and landscape services to the commercial market in the United States.

    Equity Sponsor-Led Buyout:  Co-Investor in Senior Subordinated Notes with Warrants

  • Business Services

    Service LogicRealized

    Service Logic

    Atlanta, GA

    Service Logic is an independent facilities service business focused on preventative maintenance, repair, and upgrade services for commercial, industrial, and institutional customers.

    Equity Sponsor-Led Recapitalization:  Lead Investor in Senior Subordinated Notes and Co-Investor in Common Stock

  • Business Services | Food

    Source Refrigeration & HVACCurrent

    Source Refrigeration & HVAC

    Anaheim, CA
    www.sourcerefrigeration.com

    Source Refrigeration & HVAC is a leading independent provider of commercial refrigeration installation, repair, and maintenance.

    Equity Sponsor-Led Buyout:  Sole Investor in Senior Subordinated Notes and Co-Investor in Preferred and Common Stock

  • Business Services | Consumer

    ThreeSixty GroupCurrent

    ThreeSixty Group

    Irvine, CA
    www.thethreesixtygroup.com

    ThreeSixty Group provides unique branded merchandise programs, comprised of high-velocity hardline consumer products and accessories, to almost every leading retailer in the U.S. across the department store, drug, mass, club and specialty channels, representing over 70,000 points of distribution.

    Equity Sponsor-Led Recapitalization in support of the add-on acquisitions of the FAO Schwarz and The Sharper Image trademarks: Sole investor in Senior Subordinated Notes and Co-Investor in Common Stock

  • Business Services | Infrastructure

    United Site ServicesRealized

    United Site Services

    Mansfield, MA

    United Site Services owns and operates a route-based network of portable restrooms servicing the construction and special events markets.

    Equity Sponsor-Led Buyout:  Co-Investor in Senior Subordinated Notes and LLC Units

  • Business Services

    U.S. Builder ServicesRealized

    U.S. Builder Services

    Lake Forest, IL
    www.lsplumb.com

    U.S. Builder Services is a leading trade contractor to the residential home building industry, providing plumbing and electrical services.

    Equity Sponsor-Led Buyout:  Lead Investor in Senior Subordinated Notes and Co-Investor in LLC Units

  • Business Services | Logistics

    Worldwide ExpressRealized

    Worldwide Express

    Dallas, TX
    wwex.com

    Worldwide Express is a franchisor of asset-light parcel and freight logistics services for small-to-medium sized businesses across the U.S. Primary services offered by the Company include domestic air parcel shipments, domestic ground parcel shipments, international parcel shipments, less-than-truck-load freight and truck-load freight.

    Equity Sponsor-Led Buyout: Lead investor in Senior Subordinated Notes and Co-Investor in Common Stock